Form ADV is the uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC) and state securities authorities.
The form consists of two parts.
Form ADV Part I Click Here.
Part 1 requires information about the investment adviser's business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the adviser or its employees.
Form ADV Part 2A Click Here.
Part 2 contains a narrative of the adviser including advisory services offered, fee schedule, disciplinary information, conflicts of interest, and the educational and business background of management and key advisory personnel of the adviser.
| | Disclosures ____________________________________________________________________
Intelligent Capitalworks provides investment management and retirement and financial planning services to individuals, families and their retirement plans and philanthropic organizations. Investment advisory services are provided through ICW Investment Advisors, LLC ('ICW'), a SEC registered investment adviser. The firm is headquartered in Scottsdale, Arizona. ICW and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisers by those states in which ICW maintains clients. ICW may only transact business in those states in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements.
This website is limited to the dissemination of general information regarding investment advisory services provided by ICW to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of this website on the Internet should not be construed by any consumer and/or prospective client as a solicitation by ICW to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.
Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from ICW. Any subsequent, direct communication by ICW with a prospective client shall be conducted by a representative who is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
ICW does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to this website or incorporated herein, and takes no responsibility such information. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
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For information pertaining to the registration status of ICW, please contact the United States Securities and Exchange Commission on their web site at
www.adviserinfo.sec.gov . |